Institutional Biosafety Committee

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Biosafety Roles and Responsibilities

Principal Investigators, the Institution and IBC

Principal Investigators (PIs), the institutions where they work, and the Institutional Biosafety Committees (IBCs) at those institutions are partners in assuring the safe conduct of research. In general, the roles and responsibilities of each are outlined below.

The Principal Investigator

Biosafety Roles and Responsibilities

Abstracted From the NIH Guidelines

The PI is responsible for full compliance with regulations in the conduct of research and for ensuring that the reporting requirements are fulfilled and will be held accountable for any reporting lapses.

Overall Responsibilities

PIs are required to:

  • Assure that regulated activities have been approved by the IBC and that all other regulatory and safety requirements have been met prior to the initiation of a research project.
  • Determine the biosafety level of research activities and ensuring that the appropriate procedures are followed.
  • Report any significant problems, violations of the NIH guidelines, or any significant research-related accidents and illnesses to the IBC, NIH/OBA and other appropriate authorities (if applicable) within 30 days.
  • Report any new information bearing on the NIH guidelines to the IBC and NIH.
  • Have adequate training in good microbiological techniques.
  • Adhere to IBC-approved emergency plans for handling accidental spills and personnel contamination.
  • Comply with shipping requirements for recombinant DNA molecules.

PI Submissions to the NIH/OBA

PIs will:

  • Submit information for certification of new host-vector systems.
  • Petition, with notice to the IBC, for proposed exemptions to the NIH guidelines.
  • Petition, with concurrence of the IBC, for approval to conduct certain experiments (see Sections III-A-1 & III-B).
  • Petition for determination of containment for experiments requiring case-by-case review.
  • Petition for determination of containment for experiments not covered by the NIH guidelines.
  • Ensure that all aspects of Appendix M have been appropriately addressed before submitting a human gene transfer experiment to the NIH.

PI Submissions to the IBC

PIs will: 

  • Submit initial determination of the required levels of physical and biological containment in accordance with the NIH/CDC and OSHA regulatory guidelines.
  • Submit selection of appropriate microbiological practices and laboratory techniques to be used for the research.
  • Submit the initial research protocol and any subsequent changes to the IBC for review and approval or disapproval.
  • Remain in communication with the IBC throughout the project.

PI Responsibilities Before Initiating Research

Before research begins, PIs will:

  • Make available to all laboratory staff the protocols that describe the potential biohazards and the precautions to be taken.
  • Instruct and train laboratory staff in the practices and techniques required to ensure safety and the procedures for dealing with accidents.
  • Inform the laboratory staff of the reasons and provisions for any precautionary medical practices advised or requested (e.g., vaccinations or serum collection).

PI Responsibilities While Conducting Research

During research, PIs will:

  • Supervise the safety performance of the laboratory staff to ensure that the required safety practices and techniques are employed.
  • Investigate and report any significant problems pertaining to the operation and implementation of containment practices and procedures in writing to the IBC, NIH/OBA and other appropriate authorities (if applicable).
  • Correct work errors and conditions that may result in the release of recombinant DNA materials.
  • Ensure the integrity of the physical and biological containment.
  • Comply with reporting requirements for human gene transfer experiments conducted in compliance with the NIH guidelines.

The Institution (Nemours)

Biosafety Roles and Responsibilities 

Abstracted from the NIH Guidelines

The institution (Nemours) establishes policies and procedures to ensure the safe conduct of research involving biohazardous material in compliance with regulatory guidelines. This includes establishing an IBC. It also provides for appropriate training regarding biosafety and files required reports with the NIH.

Overall Responsibilities

The institution will:

  • Ensure that research is conducted in accordance with regulatory guidelines pertaining to biosafety, including having policies that provide for the safe conduct of such research and establishing an Institutional Biosafety Committee.
  • Appoint at least one individual with expertise in animal containment principles (who is a member of the IBC) if recombinant DNA research that requires IBC approval is conducted.
  • When the institution conducts recombinant DNA research involving human subjects, ensure:
    • The IBC has adequate expertise and training. 
    • All aspects of Appendix M to the NIH guidelines have been appropriately addressed by the PI before submission to NIH/OBA
    • No research participant will be enrolled in a human gene transfer experiment until the RAC review process has been completed, IBC approval has been obtained, Institutional Review Board (IRB) approval has been obtained and all applicable regulatory authorizations have been obtained.
  • Ensure appropriate training for the IBC chair and members, biological safety officer and other containment experts, PIs and laboratory staff regarding laboratory safety and implementation of and compliance with the biosafety regulations.
    • The IBC chair is responsible for ensuring that committee members are appropriately trained regarding IBC procedures and review criteria.
    • The PI is responsible for ensuring that laboratory staff are appropriately trained regarding laboratory-specific policies and procedures.
  • Determine the necessity for health surveillance of personnel involved in connection with individual recombinant DNA projects.
  • Report any significant problems, violations of the NIH guidelines or any significant research-related accidents and illnesses to NIH/OBA within 30 days.
  • File a required annual report with NIH/OBA that includes a roster and biographical sketches of all IBC members.

The Institutional Biosafety Committee

Biosafety Roles and Responsibilities

Abstracted from the NIH Guidelines

Overall Responsibilities

At Nemours, the IBC oversees the use, storage and shipping of recombinant DNA, infectious agents and biohazardous materials in the course of research.

Membership and Procedures

  • The IBC should comprise of no fewer than five members (including two not affiliated with the institution) that collectively have experience and expertise in recombinant DNA technology and the capability to assess the safety of recombinant DNA research and to identify any potential risk to public health or the environment.
  • The IBC should:
    • Include people with expertise in recombinant DNA technology, biological safety and physical containment.
    • Include, or have available as consultants, people knowledgeable in institutional commitments and policies, applicable law, standards of professional conduct and practice, community attitudes and the environment.
    • Include at least one member representing the laboratory technical staff.
  • No IBC member may be involved in the review or approval of a project in which he or she has been or expects to be engaged or has a direct financial interest.
  • The institution can establish procedures that the IBC will follow in its initial and continuing review and approval of applications, proposals and activities.
  • When possible, the institution is encouraged to open its IBC meetings to the public, and meeting minutes and proceedings will be accessible to the public.

IBC Functions

The IBC will: 

  • Review research for compliance with the NIH, CDC and OSHA regulatory guidelines pertaining to biosafety and approving research projects, including:
    • Independent assessment of biosafety containment levels.
    • Assessment of the facilities, procedures, practices and training and expertise of personnel involved in research.
    • Ensuring that all aspects of NIH guidelines/Appendix M have been appropriately addressed by the PI
    • Ensuring that no research participant is enrolled in a human gene transfer experiment until the NIH-RAC review process has been completed, IBC approval has been obtained, IRB approval has been obtained and all applicable regulatory authorizations have been obtained.
    • For human gene transfer protocols selected for public RAC review and discussion, consideration of the issues raised and recommendations made and consideration of the PIs response to the RAC recommendations.
    • Ensuring that final IBC approval is granted only after the RAC review process has been completed.
    • Ensuring compliance with all surveillance, data reporting and adverse event reporting requirements.
  • Notify the PI of the results of the IBC’s review and approval.
  • Set containment levels.
  • Lower containment levels for certain experiments.
  • Review research periodically to ensure compliance with the regulatory guidelines.
  • Adopt emergency plans covering accidental spills and personnel contamination resulting from recombinant DNA research.
  • Report any significant problems with or violations of the NIH guidelines and any significant research-related accidents or illnesses to the appropriate institutional official and NIH/OBA within 30 days.
  • Not authorize initiation of experiments not explicitly covered by the NIH guidelines until the NIH establishes the containment requirement.

Register Your Research With the IBC at Nemours Children's

The Institutional Biosafety Committee (IBC) at Nemours oversees the use of recombinant DNA, infectious agents and biohazardous materials in the course of research. To assure proper oversight, Principal Investigators (PIs) must register their research projects with the IBC prior to funds being made available for the project. 

How is registration completed?

Registration is completed using an online form:

PIs are required to provide the IBC with:

  • A biosafety level assessment of the proposed work.
  • Sufficient information to confirm that the correct biosafety level has been selected and sufficient detail to evaluate adherence with NIH, CDC and OSHA regulatory guidelines.

Notification from the IBC regarding the submission will be returned by email.

Why is IBC registration needed?

IBC registration is necessary to assure that PIs have sufficient biosafety training to carry out the proposed research, and to confirm that work will be carried out at the appropriate biosafety level (BSL) and with appropriate safeguards in place.

Who needs to register?

PIs are responsible for registering their research activities.

Institutional Biosafety Committee

Edward B. Mougey, PHDCommittee Chair
Mary McElwain, Committee Coordinator
Phone: (302) 651-6779
Email: biosafety@nemours.org